Regulatory Records
Legal
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Registration Details
Regulatory Website Links
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KSPL: Broking Documents
- Do's & Don'ts
- Cyber Security Awareness
- General Terms & Conditions
- Policies & Procedures
- Rights & Obligations for Margin Trading Facility
- Rights & Obligations for Securities Lending _ Borrowing Scheme
- Rights & Obligations of Stock Brokers, Sub Brokers & Clients and Risk Disclosure Document
- Terms & Conditions for Distributoin Services
- Account Opening Form.pdf
- Mutual Fund Commission Disclosure
- Investor Grievance - Annexure
- Risk disclosure with respect to trading by individual traders in Equity Futures & Options Segment
- Dormancy Policy
- Details of Client Bank Accounts
- ROC Records 2020-2021
- ROC Records 2021-2022
- Risk Management Policy
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KSPL: Depository Participant Documents
- Demat Fees Structure
- Rights & Obligations of Beneficial Owner & Depository Participant
- Investor Grievance-Annexure
- DRF
- BSDA Form
- Investor Complaint Offline Form
- SOP for handling accounts of incapacitated investors – CDSL
- SOP for handling accounts of incapacitated investors – NSDL
- Investor awareness website disclosure
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KSPL: Portfolio Management Services & Alternative Investment Fund
KFPL All Documents
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