Klay Capital Information Classification: General Business Use  
Job Title:  Head of Operations   
Department/Group Operations Location  Mumbai 
Company  Klay Securities Private Limited  Position Open  
About Klay:  
We are a boutique financial services firm providing unbiased expertise, tailored financial solutions and best-in-breed 
technology to clients around the world. We are seasoned experts across the full suite of wealth management, multi
family office, asset management, corporate advisory services and Lending solutions. Through our open architecture 
model, we ensure you benefit from the combination of institutional rigour and bespoke solutions. And at Klay, we are 
proud to be different and we are always in your corner.  
 
To know more - https://klaygroup.com 
 
About the role: To oversee and manage settlement and trade processing in the Equity segment, Mutual Funds, and 
Debt market operations, ensuring smooth and error-free execution of processes while driving operational excellence 
and process improvement. 
 
Roles & Responsibility: 
Key Responsibilities 
• Equity Trade Process & Settlement: 
o Oversee and ensure accurate processing of trades for equity transactions. 
o Manage exchange obligations to ensure error-free settlements within defined timelines. 
o Coordinate with internal teams and exchanges for timely resolution of trade-related discrepancies. 
• Funds Obligation (Equity, Debt, Mutual Funds): 
o Ensure timely and accurate fund transfers to exchanges, clearing corporations, and clients across all 
segments. 
o Monitor fund availability and manage liquidity to meet operational obligations efficiently. 
• Transaction Processing: 
o Manage end-to-end transaction processing for Mutual Funds, Debt, and Insurance products. 
o Ensure all deals are settled on the exchange platform within strict regulatory timelines. 
o Liaise with counterparties, registrars, and custodians to resolve settlement issues promptly. 
• Reconciliation: 
o Identify and resolve reconciliation mismatches to ensure accurate financial reporting. 
o Implement robust controls to prevent errors and financial discrepancies. 
• Process Improvement: 
o Identify areas for operational improvements and design strategies to reduce manual intervention. 
o Drive process automation initiatives to enhance efficiency, accuracy, and turnaround times. 
o Regularly review workflows to streamline operations and optimize resources. 
• Depository Operations: 
o Maintain compliance with regulatory guidelines for depository operations. 
o Address and resolve operational challenges in the depository framework. 
 
 
 
 
 
Your key qualifications & competencies: 
• Postgraduate with a minimum of 15 years in operations, with expertise in Equity, Debt, and Mutual Fund 
settlement processes. 
• Proven track record in delivering error-free operational processes. 
• Proactive mindset for identifying and implementing process improvements and automation. 
• Strong organizational skills with the ability to manage multiple priorities within strict deadlines. 
• Analytical and strategic thinking capabilities to optimize trade and transaction workflows. 
• Excellent communication and leadership skills to mentor and manage teams effectively. 
Klay Capital Information Classification: General Business Use